Shimon Shetreet and Jules Deschenes,
Judicial Independence: The Contemporary Debate
(1985 Martinus Nijhoff).
Editors: Shimon Shetreet and Jules Deschênes
Publication Year: 1985
Publisher: Martinus Nijhoff / Brill
The judiciary has developed from a dispute-resolution mechanism, to a significant social institution with an important constitutional role which participates along with other institutions in shaping the life of its community. Social, political and economic changes, in recent times, in most countries, have confronted the courts and judges with new challenges and new problems.The centralization of the responsibility and supervision of court administration and judicial administration has raised the issue of the relationship between the judiciary and the executive, and made it necessary to examine and delineate the boundaries of the scope of executive control on judges, courts and judicial administration, and court financing. It was also necessary to review the rules, traditions, and practices governing the conduct of judges off the bench, in the various areas of activities.A modern conception of judicial independence cannot be confined to the individual judge and to his substantive and personal independence, but must include collective independence of the judiciary as a whole. The concept of collective judicial independence may require a greater measure of judicial participation in the central administration of the courts including the preparation of budgets for the courts, and depending on one’s view of the nature of judicial independence, the extent of judicial participation may range from consultation, joint responsibility with the executive, or exclusive judicial responsibility (Ch. 33).
Shimon Shetreet and Christopher Forsyth (Eds.),
The Culture of Judicial Independence: Conceptual Foundations and Practical Challenges
Published: 2012
Publisher: Martinus Nijhoff / Brill
The creation of a culture of Judicial Independence is of a central significance both in national domestic legal systems, as well as for the international courts and tribunals. The main aim of this volume is to analyze the development of a culture of Judicial Independence in comparative perspectives, to offer an examination of the conceptual foundations of the principle of judicial independence and to discuss in detail the practical challenges facing judiciaries in different jurisdictions. The proposed volume is based on the papers presented at the five conferences held in the framework of The International Project on Judicial independence. The editors of this volume and the contributors to it are leading scholars and distinguished experts on judicial independence and judiciaries.
Chapter 1: General Intoduction
Chapter 2: Creating a Culture of Judicial Independence: The Practical Challenge and the Conceptual and Constitutional Infrastructure
Professor Shimon Shetreet
Chapter 3: The Failure of Institutions: The South African Judicial Service Commission and the Hlophe Saga
Professor Christopher Forsyth
Chapter 4: Independence of the Judiciary: The European Perspective
Professor Marcel Storme
Prof. Dr. H.C. Walter Rechberger
Shimon Shetreet (Ed.),
The Culture of Judicial Independence: The Rule of Law and World Peace (2014 Martinus Nijhoff).
Editor: Shimon Shetreet
Publication Year: 2014
Publisher: Martinus Nijhoff / Brill
The Culture of Judicial Independence: Rule of Law and World Peace, is the third book by Shimon Shetreet on Judicial Independence. The first was Judicial Independence: The Contemporary Debate (edited by Shimon Shetreet and Jules Deschênes , Nijhoff,1985). The second was The Culture of Judicial Independence: Conceptual Foundations and Practical Challenges (Edited by Shimon Shetreet and Christopher Forsyth, Nijhoff, 2012).This volume contains essays by senior academics, judges and practitioners across jurisdictions offering an analysis of several central issues relative to the culture of Judicial Independence. These include judicial review, human rights, democracy, the rule of law and world peace, constitutional position of top courts, relations between the judiciary and the other branches of government, impartiality and fairness of the judicial process, judicial ethics, dispute resolution in arbitral awards and international investments, international courts and cross country issues, judicial selection. The volume also offers an update report on the International Project of Judicial Independence of the International Association of Judicial Independence and World Peace, including the relations of top courts and international courts, administrative judges, culture of judicial independence and public inquiries by judges.
Judges on Trial: The Independence and Accountability of the English Judiciary (2nd Edition)
AUTHORS: Shimon Shetreet, Hebrew University of Jerusalem, Sophie Turenne, University of Cambridge.
Published: 2011
Publisher: Cambridge University Press
The second edition of Judges on Trial articulates the rules, assumptions and practices which shape the culture of independence of the English judiciary today. Enhanced by interviews with English judges, legal scholars and professionals, it also outlines the factors that shape the modern meaning of judicial independence. The book discusses the contemporary issues of judicial governance, judicial appointments, the standards of conduct on and off the bench, the discipline and liability of judges and the relationship between judges and the media. It is accessible to an international audience of lawyers, political scientists and judges beyond the national realm.
The Culture of Judicial Independence in a Globalised World
Editors: Shimon Shetreet and Wayne McCormack
Publication Year: 2016
Publisher: Brill Nijhoff
This volume The Culture of Judicial Independence in a Globalised World is an academic continuation of the previous three volumes: Judicial Independence: The Contemporary Debate, edited by Professor Shimon Shetreet and Chief Justice Deschenes (Brill/Nijhoff, 1985), The Culture of Judicial Independence: Conceptual Foundations and Practical Challenges, edited by Professor Shimon Shetreet and Professor Christopher Forsyth (Brill/Nijhoff, 2012), and The Culture of Judicial Independence: Rule of Law and World Peace edited by Professor Shimon Shetreet (Brill/Nijhoff, 2014).
This volume offers papers and studies by academics, judges and practitioners from many jurisdictions on judicial independence – both national and international.
Challenged Justice: In Pursuit of Judicial Independence
Editors: Shimon Shetreet, Hiram Chodosh, and Eric Helland
Publication Year: 2021
Publisher: Brill Nijhoff
Challenged Justice: In Pursuit of Judicial Independence is an academic continuation of the previous volumes on judicial Independence edited by Shimon Shetreet, with others: Jules Deschenes, Christopher Forsyth, and Wayne McCormack. All books were published by Brill Nijhoff: Judicial Independence: The Contemporary Debate (1985), The Culture of Judicial Independence: Conceptual Foundations and Practical Challenges (2012), The Culture of Judicial Independence: Rule of Law and World Peace (2014) and The Culture of Judicial Independence in a Globalised World (2016).
This book offers academic articles by distinguished jurists on judicial independence and judicial process in many jurisdictions including indicators of justice and analysis of international Standards on judicial independence and judicial ethics.
Judicial Independence: Cornerstone of Democracy
Editors: Shimon Shetreet and Hiram Chodosh
Publication Year: 2024
Publisher: Brill Nijhoff
This book is an academic continuation of the previous five volumes on judicial independence edited by Shimon Shetreet, with others: Jules Deschenes, Christopher Forsyth, Wayne McCormack, Hiram E. Chodosh and Eric Helland, all books were published by Brill Nijhoff:
Judicial Independence: The Contemporary Debate (1985), The Culture of Judicial Independence: Conceptual Foundations and Practical Challenges (2012), The Culture of Judicial Independence: Rule of Law and World Peace (2014), The Culture of Judicial Independence in a Globalised World (2016), Challenged Justice: In Pursuit of Judicial Independence (2021).
This volume offers studies by distinguished scholars and judges from different jurisdictions on numerous dimensions regarding the essential role of judicial independence in democracy. It includes analyses of basic constitutional principles and contemporary issues of judicial independence and judicial process in many jurisdictions and analyses of international standards of judicial independence and judicial ethics.
Judicial Cosmopolitanism
The Use of Foreign Law in Contemporary Constitutional Systems
Editor: Giuseppe Franco Ferrari
Published: 2015
Publisher: Brill Nijhoff
Judicial Cosmopolitanism: The Use of Foreign Law in Contemporary Constitutional Systems offers a detailed account of the use of foreign law by supreme and constitutional Courts of Europe, America and East Asia.
The individual contributions highlight the ways in which the use of foreign law is carried out by the individual courts and the path that led the various Courts to recognize the relevance, for the purpose of the decision, to foreign law. The authors try to highlight reasons and types of the more and more frequent circulation of foreign precedents in the case law of most high courts. At the same time, they show the importance of this practice in the so-called neo constitutionalism.
ELI-Mount Scopus European Standards of Judicial Independence
European Law Institute
Project Reporters: Shimon Shetreet, Sophie Turenne, Leah Wortham, Fryderyk Zoll
Published: 2024
Publisher: European Law Institute
The ELI-Mount Scopus European Standards of Judicial Independence set out 38 guidelines designed to safeguard judicial independence, ensure impartial courts, and strengthen democracy and the rule of law across Europe. The Standards are intended as a practical reference for judges, legislators, civil society and public authorities when assessing existing systems and proposed reforms.
Grounded in constitutional principles, international law and European judicial practice, they provide a comprehensive framework covering the foundations of judicial independence, judicial governance, appointments and promotions, ethical standards and disciplinary procedures. Together with their detailed commentaries, the Standards offer concrete guidance for measuring and promoting judicial independence in both stable and challenged democracies.
Judges on Trial: A Study of the Appointment and Accountability
Author: Shimon Shetreet
Publication Year: 1976
Publisher: North-Holland Publishing Company
Published in 1976, this pioneering work examines the appointment, independence, and accountability of the judiciary within democratic systems. The book explores the relationship between judicial independence and public confidence in the legal system, while analysing the constitutional and institutional safeguards required to preserve impartial justice.
Through comparative legal analysis and scholarly research, the publication addresses key questions surrounding judicial conduct, judicial appointments, and the balance between judicial autonomy and accountability. “Judges on Trial” remains an important contribution to international discussions on judicial independence and the rule of law.
The Mt. Scopus Standards 1-3.6, 9
1. THE SIGNIFICANCE OF THE INDEPENDENCE OF THE JUDICIARY
1.1. An independent and impartial judiciary is an institution of the highest value in every society and an essential pillar of liberty and the rule of law.
1.2. The objectives and functions of the judiciary shall include:
1.2.1.1. To resolve disputes and to administer the law impartially between persons and between persons and public authorities;
1.2.1.2. To promote, within the proper limits of the judicial function, the observance and the attainment of human rights; and
1.2.1.3. To ensure that all people are able to live securely under the rule of law.
2. THE JUDICIARY AND THE EXECUTIVE
2.1. The Judiciary as a whole shall be independent.
2.2. Each judge shall enjoy both personal independence and substantive independence:
2.2.1. Personal independence means that the terms and conditions of judicial service are adequately secured by law so as to ensure that individual judges are not subject to executive control; and
2.2.2. Substantive independence means that in the discharge of his judicial function, a judge is subject to nothing but the law and the commands of his conscience.
2.3. The Judiciary as a whole shall enjoy collective independence and autonomy vis-à-vis the Executive.
2.4. Judicial appointments and promotions by the Executive are not inconsistent with judicial independence as long as they are in accordance with Principles 4.
2.5. No executive decree shall reverse specific court decisions, or change the composition of the court in order to affect its decision-making.
2.6. The Executive may only participate in the discipline of judges by referring complaints against judges, or by the initiation of disciplinary proceedings, but not by the adjudication of such matters.
2.7. The power to discipline or remove a judge must be vested in an institution which is independent of the Executive.
2.8. The power of removal of a judge shall preferably be vested in a judicial tribunal.
2.9. The Executive shall not have control over judicial functions.
2.10. Rules of procedure and practice shall be made by legislation or by the Judiciary in cooperation with the legal profession, subject to parliamentary approval.
2.11. The state shall have a duty to provide for the execution of judgments of the Court. The Judiciary shall exercise supervision over the execution process.
2.12. Judicial matters are exclusively within the responsibility of the Judiciary, both in central judicial administration and in court level judicial administration.
2.13. The central responsibility for judicial administration shall preferably be vested in the Judiciary or jointly in the Judiciary and the Executive.
2.14. The principle of democratic accountability should be respected and therefore it is legitimate for the legislature to play a role in judicial appointments and central administration of justice provided that due consideration is given to the principle of judicial independence.
2.15. The process and standards of judicial selection shall give due consideration to the principle of fair reflection by the judiciary of the society in all its aspects.
2.15.1. Taking into consideration the principle of fair reflection by the judiciary of the society in all its aspects, in the selection of judges, there shall be no discrimination on the grounds of race, colour, gender, language, religion, national or social origin, property, birth or status, subject however to citizenship requirements. .
2.16. Candidates for judicial office shall be individuals of integrity and ability, well- trained in the law. They shall have equality of access to judicial office.
2.17. It is the duty of the state to provide adequate financial resources to allow for the due administration of justice.
2.18. Division of work among judges should ordinarily be done under a predetermined plan, which can be changed in certain clearly defined circumstances.
2.18.1. In countries where the power of division of judicial work is vested in the chief justice, it is not considered inconsistent with judicial independence to accord to the chief justice the power to change the predetermined plan for sound reasons, preferably in consultation with the senior judges when practicable.
2.18.2. Subject to 2.18.1, the exclusive responsibility for case assignment should be vested in a responsible judge, preferably the President of the Court.
2.19. The power to transfer a judge from one court to another shall be vested in a judicial authority according to grounds provided by law and preferably shall be subject to the judge’s consent, such consent not to be unreasonably withheld.
2.20. Judicial salaries and pensions shall be adequate at all times, fixed by law, and should be periodically reviewed independently of Executive control
2.21. The position of the judges, their independence, their security of tenure, and their adequate remuneration shall be entrenched constitutionally or secured by law.
2.22. Judicial salaries, pensions, and benefits cannot be decreased during judges’ service except as a coherent part of an overall public economic measure.
2.23. The Ministers of the government shall not exercise any form of pressure on judges, whether overt or covert, and shall not make statements which adversely affect the independence of individual judges, or of the Judiciary as a whole.
2.24. The power of pardon shall be exercised cautiously so as to avoid its use as an interference with judicial decision.
2.25. The Executive shall refrain from any act or omission which pre-empts the judicial resolution of a dispute, or frustrates the proper execution of a court judgment.
2.26. The Executive shall not have the power to close down, or suspend, or delay, the operation of the court system at any level.
3. THE JUDICIARY AND THE LEGISLATURE
3.1. The Legislature shall not pass legislation which reverses specific court decisions.
3.2. Legislation introducing changes in the terms and conditions of judicial service shall not be applied to judges holding office at the time of passing the legislation unless the changes improve the terms of service and are generally applied.
3.3. In case of legislation reorganising or abolishing courts, judges serving in these courts shall not be affected, except for their transfer to another court of the same or materially comparable status.
3.4. Everyone shall have the right to be tried expeditiously by the established ordinary courts or judicial tribunals under law, subject to review by the courts.
3.5. Part-time judges should be appointed only with proper safeguards secured by law.
3.6. The Legislature may be vested with the powers of removal of judges, upon a recommendation of a judicial commission or pursuant to constitutional provisions or validly enacted legislation.
9. THE INTERNAL INDEPENDENCE OF THE JUDICIARY
9.1 In the decision-making process, a judge must be independent vis-à-vis his judicial colleagues and superiors.
9.2 Any hierarchical organization of the judiciary and any difference in grade or rank shall in no way interfere with the right of judges to pronounce their judgments freely.
Selected Citation of the Judicial Independence Project
1. Australia
a. Trustees of Christian Brothers v Cardone (Federal Court) (1995) 130 ALR 345
b. Ebner v Official Trustee in Bankruptcy (M131 of 1999)
c. Clenae Pty Ltd et al v Australia and New Zealand Banking Group Ltd (M2 of 200), High Court of Australia, 176 A.L.R. 644; [2000] HCA 63, [1999] 4 MLJ 650, INSAS
d. Bhd & Anor v Raphael Pura (High Court) Civil Suit No. S2-23-42 (1996)
2. Canada
a. Re Lowther and the Queen, Lowther v Prince Edward Island, 118 DLR (4d) 665
b. Valente v the Queen (Supreme Court of Canada) 1985 SCR Lexis 71
3. England
a. R v Bow Street Metropolitan Stipendiary Magistrate et al, ex parte Pinochet Ugarte (No. 2) (House of Lords) [1999] 1 ALL ER 577, 2 WLR 27
b. Evan Rees et al v Richard Alfred Crane [Appeal From the Court of Appeal of Trinidad and Tobago], Privy Council, [1994] 2 AC 173.
4. Fiji
a. Iftakhar Khan v President of the Fiji Islands, HBJ007/00L (High Court of Fiji Lautoka) [2002] NZAR 393; 2000 NZAR LEXIS 90.
5. India
a. Sub-Committee on Judicial Accountability v Union of India (Writ Petition (Civil) No. 491 of 1991) (1991) 4 SCC 699
6. Malaysia
a. Kuala Lumpur, 25th February 2009
7. New Zealand
a. Attorney-General v Chapman SC 120/2009 [2011] NZSC 110 [2012] 1 NZLR 462
b. Public Prosecutor v Mohamed Ezam Bin Mohd Nor, Criminal Trial No 45-06 of 2001 [2001] 3 MLJ 34
c. R v Loumoli (High Court) [1995] 2 NZLR 656, 1995 NZLR LEXIS 729
8. Scotland
a. Stewart v Secretary of State for Scotland, Extra Division, (1996) SLT 1203.
Outline of the New Delhi Standards
A) Personal and Substantive Independence
The New Delhi standards are based on the conception that the independence of the judiciary carries two meanings: the independence of the individual judges, and the independence of the judiciary as a body. The independence of the individual judge is comprised of two essential elements; the substantive independence and the personal independence. Substantive independence means that in the making of judicial decision and exercising other official duties, individual judges are subject to no other authority but the law.
Personal independence means that the judicial terms of office and tenure are adequately secured. Personal independence is secured by judicial appointment during good behaviour terminated at retirement age, and by safeguarding judicial remuneration. Thus, executive control over terms of service of the judges, such as remuneration, pensions, or travel allowances, is inconsistent with the concept of judicial independence. Still much less acceptable is any executive control over case assignment, court scheduling, or moving judges from one court to another or from one locality to another.2
B) Judicial Conduct
Independence of the judiciary implies not only that a judge should be free from executive or legislative encroachment and from political pressures and entanglements, but also that he should be removed from financial or business entanglement likely to affect, or rather to seem to affect, him in the exercise of his judicial functions. The duties of the judge as to the standards of his conduct are detailed in Standards 36-45.3 The Standards are aimed at removing judges from political and business entanglements and from controversies or improprieties. As to judges and the Press, New Delhi Standards 33-35 allow for interviews to the Press, subject to the duty to preserve judicial dignity.
C) Collective Independence
A modern conception of judicial independence cannot be confined to the individual judge and to his substantive and personal independence, but must include collective independence of the judiciary as a whole.4 The concept of collective judicial independence requires a greater measure of judicial participation in the central administration of the courts, including the preparation of budgets for the courts. New Delhi Standard 9 calls for exclusive judicial responsibility for judicial administration on the central level, or at least joint responsibility with the Executive. The Montreal Declaration provides that the main responsibility for court administration shall vest in the judiciary.5
The conception of personal independence and substantive independence of the individual judges is universally recognized by law and by legal writers. However, the concept of collective independence of the judiciary which this writer has advocated in recent years6 is not yet well established.
The significance of the New Delhi Standards, and following them, the Montreal Declaration, was the recognition of the concept of collective independence of the judiciary, which calls for greater administrative independence of the judiciary in matters of central court administration including the participation in the formulation of the courts’ budgets.7 One of the important achievements of the New Delhi Standards and the Montreal Declaration was the emphasis on this most significant conceptual aspect of the principle of judicial independence in modern society.
D) Internal Independence
Another aspect of judicial independence which has not attracted sufficient attention is the internal independence of the judiciary. That is the independence of a judge from his judicial superiors and colleagues. This also transcends both the substantive and personal independence of the judge vis-a-vis his colleagues and superiors. New Delhi Standard 46 stresses this point; and, in the commentary for this New Delhi Standard, we recommend that separate and dissenting opinions be permissible in order to encourage internal judicial independence.8 In this context it should be noted that New Delhi Standard 11 calls for a division of work among judges according to a pre¬determined plan, to be conducted by the head of the Court according to clearly defined rules. This Standard generally accepts the civil law concept of natural judge. (Gesetzlicher Richter).
E) Judges and the Executive
The protection of judicial terms of service from Executive interference is attained by the Standards in many ways. Executive participation in disciplinary procedures for judges is limited to referring or initiating complaints. The Executive is excluded from adjudication of such complaints. (Standard 4). The
New Delhi Standards call for judicial removal by a judicial tribunal or by the legislation upon a recommendation of a judicial tribunal.9
As to judicial appointments, New Delhi Standard 3 calls for appointment by a predominantly judicial body, but allows the continuation of judicial appointment by non-judicial bodies, in countries, where by long historic tradition, such a practice operates satisfactorily. 10
The New Delhi Standards exclude the Executive from involvement in judicial matters and matters concerning judges (Standard 5), and vest the judiciary with the responsibility for such ,matters (Standard 801 Thus the power to transfer a judge should be vested in a judicial authority (Standard 12),12 and the execution process is put under judicial supervision (Standard 7).13
The Standards call for security of judicial remuneration and provision of adequate judicial salaries by regular and timely pay increases (Standard 14).14 They prohibit a decrease of judicial salaries which is not part of an overall economic measure (Standard 15).15 One of the most pressing problems of the Court system in recent times is the limited resource. Standard 13 responds to this issue and imposes on the relevant government a duty, to adequately finance the Court Services.16
The Standards impose on ministers a duty to refrain from adverse statements on judges (Standard 16), and call for cautious exercise of the power of pardon (Standard 1707
Against the background of incidents of closing down courts, and frustrating of judicial decisions by Executive action, Standard 18 prohibits Executive preemption or frustration of judicial resolution of cases,18 and provides that the Executive shall not have the power to close down or suspend the operation of the court system at any level. 19
F) Security of Judicial Tenure
Probationary appointments are considered inconsistent with judicial independence, except for legal systems where judges are appointed without prior practical experience (Standard 23): Temporary appointments of judges are also rejected by the Standards, except where they exist by long historic, democratic tradition.20 Part time judges can only be appointed, subject to proper safeguards.
Detailed principles are set down in Standards 27-32 concerning the procedure and the grounds for judicial discipline and removal.21 The Standards call for a judicial procedure and a judicial tribunal for removal or discipline of judges. In cases of Legislative removal, the Standards call for a recommendation by a judicial tribunal.
G) The Legislature and Judges
The Standards recognise the problems emanating from adverse Legislative interference with judicial terms of office and judicial adjudication. Standard 19 prohibits retroactive legislative reversal of specific decisions.22 Standard 20 qualifies the application of legislation, changing terms of judicial office or abolishing courts to future holders of office,23 and not to present judges serving at the time of the passage of the legislation.24
H) Standards of Judicial Selection
Standard 26 provides that selection of judges should be based on merit. I call your attention to the commentary on this standard, where it is stated that the selection process of judges should take into account the fair representation on the bench of the various social classes, ethnic groups, geographical regions and ideological inclinations, so as to insure equality of access to judicial office, and a broad spectrum of community attitudes and feelings among the persons holding judicial office. This principle is expressly provided in the Montreal Declaration which requires that “the process and standards of judicial selection shall give due consideration to ensuring a fair reflection by the judiciary of the society in all its aspects” (Art. 2.13).
Conclusion
In conclusion, it is important to stress that the confirmation of the Jerusalem Approved Standards in New Delhi by the IBA Convention was a significant step in the improvement of the administration of justice and the better protection of human rights in our world today, and so was the confirmation of the Universal Declaration of the Independence of Justice.
